Changing faces of Financial Intermediary Business

We can help you to build a strong integration of Front office- Middle Office- Back Office

General

  • Complex and changing Compliance environment

    KYC administration will be a tedious task in a strict regulatory environment.

  • Accelerating M&A activity

    - Strategic M&A activity is rising.
    - Quick, Economical and Efficient way to grow advisory business.
    - Talent and skillset acquisition.

  • Spending on Private wealth management Increases

    - Client service will target more personal approach.
    - Advisors will carefully customize their messages for specific market segments.

  • Increasing interest in Global Asset classes

    - Investors will start looking beyond their geographical region.
    - Platform for trading Global investment instruments.
    - Asset management companies required to upgrade their back office to match with Global Asset management.

  • Quant based investments

    - Pick up on trends in their early stages as the computers constantly run scenarios to locate inefficiencies.
    - The models are capable of analyzing a very large group of investments simultaneously.

Modules

  • System and Data Security

    - User Management
    - User Permission
    - User log
    - Data encryption
    - Data backups
    - Redundancy
    - Built-in firewalls

  • KYC

    - E- KYC
    - Video based IPV
    - E- sign
    - OCR reading
    - Client onboarding

  • Order management/ recommendations

    - Recommendation to clients
    - Client confirmation
    - Bulk order file creation
    - Uploading it to trading software

  • SEBI compliance

    - This module generate documents for submissions
    - Timely reminder for SEBI submissions
    - Periodical SEBI reports
    - Updates on SEBI amendments

  • Transaction management

    - Import transaction files from brokers
    - Karvy/CAMS statements
    - Integration with trading software

  • Financial Accounting

    - Accounts management
    - Bank Receipt /Payment Management
    - Bank Reconciliation
    - Journal Voucher Management
    - Ledgers
    - Trial Balance Sheet
    - Profit Loss A/c
    - Balance Sheet

  • Performance Report:

    - Consolidated portfolio report
    - MIS report - Family wise
    - Periodical reports
    - Asset allocation report
    - Holding and realized report
    - XIRR report(category/client wise)
    - Transaction summary
    - Account statement
    - Corporate action report
    - Fees payment report
    - Capital gain reports
    - Expense report
    - Balance sheet and Profit & Loss account

  • Fees Management

    - Performance based fees setting
    - Hurdle rate based fee setting
    - Daily average portfolio value based
    - Fixed fee setting
    - Fees for different asset classes

  • Communication

    - Auto mail
    - SMS / WhatsApp
    - Scheduled mail
    - Survey system
    - Discussion forum

  • BSESTARMF

    - Order routing services
    - API integration BSESTARMF
    - Other MF trading platforms can be integrated with clients requirement

  • Share Documents With Your Clients

    - Secure and easy way to share documents with your clients
    - Documents are available to investors as part of the investor dashboard
    - Tax related documents can be generated and shared with their accountants or third parties also

  • Client dashboard

    - Easy to manage client dashboard
    - Unique UI/ UX
    - Login access to clients
    - Clients an access important reports here
    - Graphical images for better user experience
    - Important reminders
    - Regular communication

  • Lead Management

    - Lead capturing
    - Lead tracking
    - Lead distribution
    - Lead nurturing
    - Complete follow-up management

API integrations

  • How APIs Benefit Financial intermediaries

    How APIs Benefit Financial intermediaries :
    - Cost-Effectiveness
    - Control over data
    - Easy access to financial data
    - Payment Processing
    - Peer-to-Peer Programs
    - Investment Management
    - Regulatory compliances

Cloud Server

  • Do I get free updates?

    - Secured cloud based platform
    - Assign control to different management people
    - Data security will be a priority in this module

Upcoming Features

  • Portfolio Optimization

    - Portfolio Optimization / Efficient Frontie
    - Forecasted Efficient Frontier
    - Portfolio Optimization
    - Financial Goals
    - Asset Liability Modeling
    - Back test Dynamic Allocation

  • Technical analysis tools

    - Technical indicators to filter the stocks
    - Trader can fix technical parameters
    - Entry , exit stop loss level will be generated
    - System will show the intraday trading results
    - Trader can use bulk order utility

  • Derivative strategy finder

    - Black Scholes calculator
    - What  if analysis
    - 72  in built strategies
    - Multiple leg option positions
    - Trend finder to get trend swings
    - Create own strategies
    - Trading simulator
    - Option portfolio generator
    - Easy to use user friendly method

  • Integration of Trading APIs

    APIs can be used to :
    - Run algorithmic models on their own trading systems
    - Receive real-time pricing
    - Perform normal trades
    - Can execute orders in real-time
    - Manage user portfolio
    - Stream live market data

Consultation meeting

Implementation stage

  • Implementation stage

    - Our consultant will show a demo immediately after coding the plans to the software
    - Advisory can check whether the required inputs are working properly
    - Advisory can involve staff in operating software in real business
    - Advisory can request for necessary changes in system and this will be treated as the final plan.

Help desk

  • Help desk

    - Clients can raise issue through a 24 hours ticket system
    - We work by treating the causes, not the symptoms
    - Work closely with you to conduct comprehensive analyses of issues
    - We ensure an automotive after-sales performance